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Below are links to guidance and suggested best practice resources recommended by the Care Quality Commission, as part of the local authority assessment framework documentation. They have been listed under the relevant themes within the framework.

CONTENTS

Theme 1 – Working with People

Covers: assessing needs, planning and reviewing care, arrangements for direct payments and charging, supporting people to live healthier lives, prevention, wellbeing, information and advice, understanding and removing inequalities in care and support, people’s experiences and outcomes from care.

Assessing Needs

Relevant sections of Care Act:

  • Section 1 – Wellbeing principle
  • Sections 9-13 – Assessment of an adult or carers needs for care and support
  • Sections 14 and 18 – Charging and financial assessment
  • Sections 24 – 27 – Next steps after assessment, care and / or support plans
  • Sections 31 -33 – Direct Payments
  • Sections 59-61, 63-64 – Children and young people’s assessments

Best practice and guidance

Supporting people to live healthier lives

Relevant sections of the Care Act:

  • Section 1: Wellbeing principles
  • Section 2: Preventing needs for care and support
  • Section 4: Providing information and advice
  • Sections 6-7: Co-operation generally and in specific cases
  • Sections 67: Independent advocacy support

Best practice and guidance

Equity in experience and outcomes

Relevant sections of Care Act:

  • Section 1: Wellbeing principles

Best practice and guidance

Theme 2 – Providing Support

Covers: market shaping, commissioning, workforce capacity and capability, integration, partnership working.

Care provision, integration and continuity

Related sections of the Care Act:

  • Section 1: Wellbeing principles
  • Section 3: Promoting integration of care and support with health services
  • Section 5: Promoting diversity and quality in provision of services
  • Section 48: Provider failure (temporary duty to provide services)
  • Section 77: Register of sight impaired adults
  • Section 79: Delegation of functions

Best practice and guidance

Partnerships and communities

Relevant sections of the Care Act:

  • Section 1: wellbeing principle
  • Section 3: Promoting integration of care and support with health services
  • Section 6-7: Co-operation generally and in specific circumstances

Best practice and guidance

Theme 3 – How the Local Authority Ensures Safety in the System

Covers: Section 42 safeguarding enquiries, reviews, safe systems and continuity of care.

Safe systems, pathways and transitions

Related sections of the Care Act:

  • Section 1: Wellbeing principle
  • Sections 6-7: Cooperation generally and in specific cases
  • Section 19(3): Power to meet needs for care and support
  • Section 37: Continuity of care and support when adult moves
  • Section 48: Provider failure (temporary duty to provide services)
  • Section 58 – 65: Transition from childhood

Best practice and guidance

Safeguarding

Relevant sections of the Care Act:

  • Section 1: Wellbeing principle
  • Section 6-7: Co-operation generally and in specific cases
  • Sections 42-43 Safeguarding enquiries and Safeguarding Adults Board
  • Sections 68: Independent advocacy support

Related guidance and best practice

Theme 4 – Leadership

Covers: strategic planning, learning, improvement, innovation, governance, management and sustainability.

Governance, management and sustainability

Relevant sections of the Care Act:

  • Section 1: Wellbeing principle
  • Delivery of all Care Act functions is underpinned by effective leadership.

Best practice and guidance

Learning Improvement and innovation

Relevant sections of the Care Act

  • Section 1: Wellbeing principle
  • Delivery of all Care Act functions is underpinned by effective leadership.

Best practice and guidance

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